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Evidence Guide: NWPGEN016 - Interpret and comply with regulatory requirements

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

NWPGEN016 - Interpret and comply with regulatory requirements

What evidence can you provide to prove your understanding of each of the following citeria?

Research relevant water industry regulatory requirements

  1. Evaluate business operations to determine scope of regulatory requirements
Evaluate business operations to determine scope of regulatory requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify and review relevant legislation and regulations

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Interpret water industry legislation and regulations according to workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Follow requirements according to workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify changes, amendments and emerging issues in legislation relevant to the organisation

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify risks, penalties and consequences of non-compliance

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify sources of information for compliance with regulatory requirements and licensing for business operations

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify relevant regulatory authorities when planning business operations

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Determine current and future legal requirements in the workplace

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Implement and communicate policies and procedures for regulatory compliance

  1. Develop plans and documentation to support compliance with regulatory requirements
Develop plans and documentation to support compliance with regulatory requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Nominate roles and responsibilities of personnel for regulatory compliance in policies and procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Review and communicate changed regulations and policy updates to relevant personnel to ensure compliance

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Review and distribute policies and procedures for compliance with regulatory and licensing requirements according to workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Respond in situ to ensure compliance and safety using prior knowledge and resources

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Validate contractor competence and compliance according to workplace procedures and job requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Maintain business and occupational licences according to regulatory requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Seek advice from legal advisors and other sources according to workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Continuously evaluate business operations for non-compliance and implement modifications according to workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Maintain organisational records

  1. Maintain record management systems to ensure compliance with regulatory requirements
Maintain record management systems to ensure compliance with regulatory requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Establish stakeholder records and relevant documentation according to workplace procedures, privacy principles and contractual obligations

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Implement internal auditing of record management requirements according to regulatory requirements and workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Maintain personnel and contractor records according to workplace procedures

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Monitor current regulations and relevant documentation to ensure operational compliance

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Required Skills and Knowledge
Range Statement

Range is restricted to essential operating conditions and any other variables essential to the work environment.